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FINRA Awards for CIBC World Markets Corp.

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
05-0606511/27/2007Claimant(s): Gretchen L. and James Fairbairn
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Otto K. Hilbert, Steven M. Feder, David L. Erickson
Hearing Site: Denver, CO
Checkmark IconStipulated Award
05-0631611/27/2007Claimant(s): Charles Goldschmidt, David Price, Howard Asher, Ledlie Borgerhoff, Robert Eickholt, Ronald Cook, Terry McSweeney, IRA
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S Clareman
Arbitrator(s): Clifford A. Harwick, Daniel A. Pinkus, Joseph F. Grassi
Hearing Site: New York, NY
Checkmark IconStipulated Award
06-0489510/12/2007Claimant(s): Anthony Ivankovich
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S Clareman
Arbitrator(s): Sanford J. Prizant, James J. Eccleston, Ahmed A. Patel
Hearing Site: Chicago, IL
Checkmark IconStipulated Award

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