Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-01648 | 07/16/2010 | Claimant(s): Joseph Demty, Mr. Joseph J. Demty, IRA Claimant Lawyers(s): Joseph J. Demty Respondent(s): Thinkorswim. Respondent Lawyers(s): Elizabeth A. Fitzwater Arbitrator(s): Nancy J. Cliff, Jonathan H. Parker, Daniel P. Lund Hearing Site: Miami, FL |  | $0 |
| 07-03489 | 10/14/2008 | Claimant(s): Miguel A. Falcon and Marta Ortiz-Cruz Claimant Lawyers(s): Elba Sanchez-Gonzalez Respondent(s): Citigroup Global Markets Puerto Rico Inc Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Elena G. Rodriguez, Jonathan H. Parker, Reinaldo Royo Hearing Site: San Juan, PR | | $0 |
| 07-00796 | 07/17/2008 | Claimant(s): John Simon Claimant Lawyers(s): Darren C. Blum Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): Gary M. Landau, Frances D. Sheehy, Jonathan H. Parker Hearing Site: Boca Raton, FL | | Stipulated Award and Expungement |