Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02100 | 12/30/2011 | Claimant(s): Kelly Martinsen Claimant Lawyers(s): Lars K. Soreide Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Ilene Barbara Zatkin-Butler, Joseph F. Kelley, Robert M. Goldstein Hearing Site: New York, NY |  | Expungement |
| 08-03293 | 10/30/2009 | Claimant(s): Gail Pasternack Claimant Lawyers(s): Adam J. Gana Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): Joseph F. Kelley, Mitchell Jay Bayer, Sam Antar Hearing Site: New York, NY | | $67,000 |
| 04-07111 | 10/10/2007 | Claimant(s): Michael Distefano Claimant Lawyers(s): Brian J. Neville Respondent(s): David Chepauskas, Summit Equities. Respondent Lawyers(s): David A. Gehn Arbitrator(s): Harry D. Frisch, Anthony P. Connolly, Joseph F. Kelley Hearing Site: Newark, NJ | | Stipulated Award and Expungement |