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FINRA Awards for Joseph F. Kelley

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0172509/20/2022Claimant(s): Samantha Beverley
Claimant Lawyers(s): Samantha Brandon Beverley
Respondent(s): Carlo Marano, Gerald Mirra
Respondent Lawyers(s): Christopher A. Smith, Timothy P. Coon
Arbitrator(s): Lise Gabrielle Hunter, Joseph F. Kelley, Jean Helen McMahon
Hearing Site: New York, NY
21-0039209/03/2021Claimant(s): Adam Gross
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Joseph F. Kelley, David J. Weisenfeld, Peter E. Gillespie
Hearing Site: New York, NY
12-0037603/09/2015Claimant(s): John Straus
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Joseph F. Kelley, Farrell C. Glasser, Martin A. Edelstein
Hearing Site: New York, NY
07-0262004/08/2008Claimant(s): Todd Greenbaum
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Hapoalim Securities USA.
Respondent Lawyers(s): Ian M. Kirschner
Arbitrator(s): Ernest Fanwick, Joseph F. Kelley, Kevin B. Naughten
Hearing Site: New York, NY

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