| 13-03578 | 11/25/2014 | Claimant(s): Paul Zachritz
Claimant Lawyers(s): Stuart R. Berkowitz
Respondent(s): Huntleigh Securities Corporation
Respondent Lawyers(s): Byron E. Francis
Arbitrator(s): Michael L. Lyons, Alan A. Sachs, Sheldon Weinhaus
Hearing Site: St. Louis, MO
|  | $0 |
| 06-01762 | 11/24/2009 | Claimant(s): Dan Wittman
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Michael L. Lyons, Robert J. Beck, Robert W. Dempsey
Hearing Site: St. Louis, MO
| | $75,300 |
| 08-00381 | 04/17/2009 | Claimant(s): Pana Merchant
Claimant Lawyers(s): Matthew Clement
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Michael L. Lyons, R. Phillip Reed, Michael William Petty
Hearing Site: St. Louis, MO
| | $0 |
| 07-01495 | 03/23/2009 | Claimant(s): Phillip Rein
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): M. Jane Matoesian
Arbitrator(s): Edwin R. Cohen, Michael L. Lyons, Albert J. Haller
Hearing Site: St. Louis, MO
| | $220,944 |
| 07-02976 | 09/15/2008 | Claimant(s): Mary Sammelman
Claimant Lawyers(s): Steven Koslovsky
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Carrie J. Bechtold
Arbitrator(s): Michael L. Lyons, Sean Patrick Abernathy, Stuart W. Smith
Hearing Site: St. Louis, MO
| | $0 |
| 08-00724 | 08/27/2008 | Claimant(s): Gerry Kessler
Claimant Lawyers(s): Howard W. Hirschhorn
Respondent(s): William Cody
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Michael L. Lyons, Thomas J. Ray, Mark E. Kessinger
Hearing Site: St. Louis, MO
| | $0 |
| 06-02945 | 09/20/2007 | Claimant(s): David Peterson, IRA, David and Grace Peterson
Claimant Lawyers(s): Jeffrey J. Lowe
Respondent(s): A.G. Edwards & Sons., William Ferry
Respondent Lawyers(s): William Patrick Ferry, William S. Port
Arbitrator(s): Michael L. Lyons, Edward C. Lawrence, Richard D. Link
Hearing Site: St. Louis, MO
| | $5,600 |
