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FINRA Awards for Scottrade Inc.

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Displaying 61-66 out of 66 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0128711/09/2010Claimant(s): Wesley Olson
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Joe Lee, Scottrade Inc.
Respondent Lawyers(s): Alexander T. Moore, Niels P. Murphy
Arbitrator(s): Justine Fischer
Hearing Site: Portland, OR
Checkmark Icon$213
10-0171911/09/2010Claimant(s): Eric Schiff
Claimant Lawyers(s): Eric Howard Schiff
Respondent(s): Anthony Sarracino, Anthony Viviano, Randle Copeland, Rodger Riney, Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
Checkmark Icon$163
09-0724607/20/2010Claimant(s): Bijan Hakimpour
Claimant Lawyers(s): Bijan Hakimpour
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Alexander T. Moore
Arbitrator(s): Walter S. Weiss
Hearing Site: Los Angeles, CA
Checkmark Icon$213
09-0595107/01/2010Claimant(s): Carol Davies
Claimant Lawyers(s): Carol Davies
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Andrew C. Small
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
Checkmark Icon$375
09-0509306/24/2010Claimant(s): Craig Mastrogiovanni
Claimant Lawyers(s): Douglas S. Knehr
Respondent(s): Clinton Borchardt, Glen Dubrowsky, Scottrade Inc.
Respondent Lawyers(s): Andrew C. Small
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ
Checkmark IconExpungement
09-0400212/08/2009Claimant(s): Sylvia E. Mejia, IRAs
Claimant Lawyers(s): Sylvia Mejia
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Phylis A. Hartrich
Arbitrator(s): Donald M. Homer
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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