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FINRA Awards for Scottrade Inc.

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Displaying 41-50 out of 66 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0349706/30/2014Claimant(s): Stephen Petrucelli
Claimant Lawyers(s): Stephen G. Petrucelli
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Christine Moore
Hearing Site: Albany, NY
Checkmark Icon$163
13-0306505/16/2014Claimant(s): Mary Jacobs
Claimant Lawyers(s): Mary Lou Jacobs
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Susan E. Maloney
Hearing Site: Augusta, ME
Checkmark Icon$213
13-0325505/15/2014Claimant(s): Kirk Dravidzius
Claimant Lawyers(s): Kirk Dravidzius
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Susan E. Maloney
Hearing Site: Augusta, ME
Checkmark Icon$300
13-0282704/09/2014Claimant(s): Bruce Jagolinzer
Claimant Lawyers(s): Bruce Martin Jagolinzer
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Samuel H. Chorches
Hearing Site: Augusta, ME
Checkmark Icon$25
13-0276104/04/2014Claimant(s): Marc Ballard
Claimant Lawyers(s): Marc P. Ballard
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
Checkmark Icon$213
13-0264103/19/2014Claimant(s): Junho Baik
Claimant Lawyers(s): Junho Baik
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): John D. Crawford
Hearing Site: Chicago, IL
Checkmark Icon$38
13-0027910/23/2013Claimant(s): Alex Froloff
Claimant Lawyers(s): Alex Gregory Froloff
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
Checkmark Icon$3,838
13-0055008/13/2013Claimant(s): Mustafa Albassam
Claimant Lawyers(s): Mustafa Albassam
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$13
12-0197405/07/2013Claimant(s): Ronald Damiani
Claimant Lawyers(s): Ronald Gene Damiani
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Michael Dean, David L. Moran, Robert Dean McKinley
Hearing Site: Las Vegas, NV
Checkmark IconDismissed by Rule 12206
12-0255405/03/2013Claimant(s): Ariel Mendoza
Claimant Lawyers(s): Ariel M. Mendoza
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Darryl J. Horowitt
Hearing Site: San Francisco, CA
Checkmark Icon$38

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