| 19-01994 | 12/11/2019 | Claimant(s): Elizabeth DeZeeuw., Steven DeZeeuw
Claimant Lawyers(s): Steven DeZeeuw
Respondent(s): Ameriprise Financial Services., Mitchell Black
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Bruce Keplinger
Hearing Site: Kansas City, MO
|  | $450 |
| 10-03498 | 08/23/2012 | Claimant(s): Glenna Wylie, Jack Wylie, Glenna Y. Wylie Trust U/A/D 5/2/91, Jack F. Wylie Trust U/A/D 5/2/91
Claimant Lawyers(s): Gordon D. Gee
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Michael D. Fitzgerald, Bruce Keplinger, Ronald G. Bruch
Hearing Site: Kansas City, MO
| | $272,650 |
| 09-07108 | 09/08/2011 | Claimant(s): Todd Simon
Claimant Lawyers(s): Diane A. Nygaard
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Bruce Keplinger, Thomas J. Pleiss, James Edward Nash
Hearing Site: Omaha, NE
| | $290,625 |
| 09-00941 | 11/08/2010 | Claimant(s): Douglas Hemke
Claimant Lawyers(s): John J. Miller
Respondent(s): Northland Securities.
Respondent Lawyers(s): Jeffrey D. Hanslick
Arbitrator(s): Mark S. Foster, Bruce Keplinger, Michael Braude
Hearing Site: Kansas City, MO
| | $180,000 |
| 10-00561 | 08/04/2010 | Claimant(s): Kevin Duling
Claimant Lawyers(s): Kevin Duling
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffman
Arbitrator(s): Bruce Keplinger
Hearing Site: Omaha, NE
| | $6,438 |
