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FINRA Awards for Kevin H. Lewis

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Displaying 21-27 out of 27 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0008110/13/2015Claimant(s): Julian Osterneck
Claimant Lawyers(s): Julian Osterneck
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
Checkmark Icon$0
14-0038309/22/2015Claimant(s): Donna Cramer, John Cramer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Terry F. Peppard, Kevin D. Hofman, Mark S. Gleason
Hearing Site: Minneapolis, MN
Checkmark Icon$58,563
13-0342802/27/2015Claimant(s): DeVonna Murrin
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
Checkmark Icon$0
12-0271208/21/2013Claimant(s): Gaylord Sahara
Claimant Lawyers(s): Gaylord Sahara
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Walter P. Hitchcock, James N. D'Orso, Paul D. Allen
Hearing Site: Honolulu, HI
Checkmark Icon$0
10-0483407/05/2012Claimant(s): Tushar Patel
Claimant Lawyers(s): Elisa M. Pollard
Respondent(s): optionsXpress.
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Arnold M. Marrow, Evalyn Lipton Fishbein, Christine R. Fitzgerald
Hearing Site: Providence, RI
Checkmark Icon$0
10-0506112/27/2011Claimant(s): Estate of Nancy S. Nethercutt
Claimant Lawyers(s): Ryan M. Beaudoin
Respondent(s): Craig Wessels, Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Elwood C. Avery, Imants J. Leskinovitch
Hearing Site: Seattle, WA
Checkmark IconExpungement
10-0259209/27/2011Claimant(s): June Shore, June F. Shore IRA FBO June F. Shore, The June F. Shore Living Trust
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Gary Gardner, Life Wealth Advisors.
Respondent Lawyers(s): Alan W. Sparer, Kevin H. Lewis
Arbitrator(s): William Ziering, Thomas C. McNally, John B. Weingart
Hearing Site: San Francisco, CA
Checkmark IconStipulated Award

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