Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00677 | 11/10/2023 | Claimant(s): Robert Hamilton, Robert J. Hamilton IRA Claimant Lawyers(s): Richard H. Elliott Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Louis J. Weber, Karen Roberts Washington, Joseph A. Vicario Hearing Site: Dallas, TX |  | $0 |
| 23-01258 | 10/30/2023 | Claimant(s): Lois Graves, W. Graves Claimant Lawyers(s): W. Joseph Graves Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Susan L. Walker Hearing Site: Indianapolis, IN | | $0 |
| 23-01276 | 10/26/2023 | Claimant(s): Robert Coyne Claimant Lawyers(s): Robert Coyne Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | | $0 |
| 21-02462 | 10/17/2022 | Claimant(s): John Griffin Claimant Lawyers(s): John C. Griffin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Brian Michael Kane Hearing Site: Jacksonville, FL | | $0 |
| 21-02073 | 08/18/2022 | Claimant(s): Dennis Pickett Claimant Lawyers(s): Dennis W. Pickett Respondent(s): TD Ameritrade., Citadel Securities LLC Respondent Lawyers(s): Kevin H. Lewis, Mark L. Parmelee Arbitrator(s): Gregory Hunter Mathews Hearing Site: Louisville, KY | | $0 |
| 20-02414 | 06/23/2022 | Claimant(s): Kenneth L. Covell Claimant Lawyers(s): Kenneth L. Covell Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | | $79,550 |
| 19-01455 | 04/06/2022 | Claimant(s): James Novak Claimant Lawyers(s): Terry J. Kirwan Respondent(s): Charles Schwab & Co.., Herbert Reilly, HFR Investment Advisory Services Respondent Lawyers(s): David G. Burch, Kevin H. Lewis Arbitrator(s): Patrick M. Markey, Denise L. Presley, Kenneth Dymond Hearing Site: Syracuse, NY | | $0 |
| 21-01076 | 02/04/2022 | Claimant(s): Farid Ghafelpour Claimant Lawyers(s): Farid Ghafelpour Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Barbara M. Zak, W. Alex King, Xochitl Arteaga Hearing Site: Los Angeles, CA | | $0 |
| 21-00620 | 11/03/2021 | Claimant(s): Kristen Graham Claimant Lawyers(s): Norman W. Graham Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Barry Goldman Hearing Site: Louisville, KY | | $0 |
| 21-00230 | 07/09/2021 | Claimant(s): Austin Jones Claimant Lawyers(s): Austin Jones Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Joyce A. Mitchell Hearing Site: Washington, DC | | $38 |