FINRA Awards for D. Peter Gleichenhaus

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00665	03/02/2023	Claimant(s): Timothy Cunningham Claimant Lawyers(s): Timothy J. Cunningham Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Mary Mackey, Louis Anthony Napoli, D. Peter Gleichenhaus Hearing Site: San Francisco, CA		$0
19-01119	02/20/2020	Claimant(s): Michael Nalewaja Claimant Lawyers(s): Michael Terry Nalewaja Respondent(s): TD Ameritrade. Respondent Lawyers(s): John Stewart Arbitrator(s): Helen Marinak Blohm, Robert Sachs Mandelson, D. Peter Gleichenhaus Hearing Site: San Francisco, CA		$0
17-02146	08/06/2019	Claimant(s): Richard McCollam Claimant Lawyers(s): Paul W. Thomas Respondent(s): Mary Price Respondent Lawyers(s): Mary Kathryne Price Arbitrator(s): Frank R Weaver, Peter H. Daly, D. Peter Gleichenhaus Hearing Site: San Francisco, CA		Expungement
10-05267	06/28/2012	Claimant(s): Stacie Stallsworth-Bassi Claimant Lawyers(s): Stacie Stallsworth-Bassi Respondent(s): Jeffery Graumlich, Sigma Financial Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Alexandra M. Linden, Paul D. Gutierrez, D. Peter Gleichenhaus Hearing Site: San Francisco, CA		Expungement