Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02256 | 06/24/2021 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Garry T. Stevens Respondent(s): John Marty Respondent Lawyers(s): John Eugene Marty Arbitrator(s): Elmo E. Wedderburn, Mary Margaret Bush, D. Peter Gleichenhaus Hearing Site: San Francisco, CA | ||
| 16-01842 | 12/19/2017 | Claimant(s): David Bennette Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Eric M. Steinert Arbitrator(s): Elmo E. Wedderburn, Michael Lancaster Garcia, D. Peter Gleichenhaus Hearing Site: San Francisco, CA | ||
| 12-02430 | 01/23/2013 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Karl Townsend, Karen Fann Townsend Trust Respondent Lawyers(s): Thomas D. Mauriello Arbitrator(s): Sterling N. Frost, James R. Dickson, D. Peter Gleichenhaus Hearing Site: San Francisco, CA | Expungement |