11-00618 | 11/28/2012 | Claimant(s): Denise Rotolante Claimant Lawyers(s): Allan P. Whitehead Respondent(s): Benjamin Buchanan, Southwest Securities., Mark Grant, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Gary Irwin, Julie Wilson Portera Arbitrator(s): John P. Cullem, Larry G. Kjosa, Thomas Joseph Atkinson Hearing Site: Orlando, FL
| | $49,375 |
11-00208 | 02/28/2012 | Claimant(s): Donna Keppen, Steven Keppen, Donna Keppen Trust, Steven Keppen Trust Claimant Lawyers(s): Allan P. Whitehead Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Jeff Jamieson Arbitrator(s): William H. Steinbrenner, V. Michael Pabalis, Susanne J. Hollander Hearing Site: Orlando, FL
| | $0 |
10-03083 | 10/11/2011 | Claimant(s): Joan Schultz Claimant Lawyers(s): Allan P. Whitehead Respondent(s): Daniel Deighan, Boogie Investment Group., Deighan Financial Advisors. Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Harvey Alan Blicksilver, Floyd Edward Roberts, Irwin Baron Hearing Site: Orlando, FL
| | $179,514 |
09-01842 | 04/08/2010 | Claimant(s): Domiciano Redondo Claimant Lawyers(s): Allan P. Whitehead Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Ronald D. Shildler Arbitrator(s): Constance d'Angelis, Lewis W. Slaughter, Charles R. Tindell Hearing Site: Orlando, FL
| | $102,850 |
07-03290 | 11/04/2008 | Claimant(s): Patricia Gorski Claimant Lawyers(s): Allan P. Whitehead Respondent(s): Prudential Equity Group Respondent Lawyers(s): Brian D. Elias Arbitrator(s): Robert N. Duggan, Mitchel Weiss, Clarence B. Johnson, CLU, ChFC Hearing Site: Orlando, FL
| | $0 |