| 19-01124 | 03/24/2020 | Claimant(s): Cristina Quiles Santos, Mariano Betancourt Figueroa
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez Freire
Arbitrator(s): Dineo Coleman Gary
Hearing Site: San Juan, PR
|  | $37,600 |
| 19-02980 | 02/24/2020 | Claimant(s): Amparo Mendez Class
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Mauricio O. Muniz Luciano
Arbitrator(s): Eric Ross Cromartie
Hearing Site: San Juan, PR
| | $50,600 |
| 17-01639 | 01/21/2020 | Claimant(s): Angel Pagan, Windy Pagan, AW Investment Corp.
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Scott A. Schweber, Sam Gowin, Randy Jeff Branitsky
Hearing Site: San Juan, PR
| | $1,820,530 |
| 18-02391 | 11/25/2019 | Claimant(s): Iraida Nigaglioni
Claimant Lawyers(s): Eric Quetglas Jordan
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Daniel R. Korb, Roberto C. Quinones
Arbitrator(s): Eric Spencer Buchanan, Robert Stewart Barney, Magda M. Fernandez Torres
Hearing Site: San Juan, PR
| | $215,738 |
| 18-01527 | 11/12/2019 | Claimant(s): Jose F. Ortiz Vazquez IRA, Jose F. Ortiz Vazquez & Sandra M. Garcia
Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis
Arbitrator(s): David Edward Upton, Richard H. Porter, Frank V. Tutone
Hearing Site: San Juan, PR
| | $0 |
| 19-01099 | 09/13/2019 | Claimant(s): Amelia Carrion Mendez
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Mauricio O. Muniz Luciano
Arbitrator(s): Eric Ross Cromartie
Hearing Site: San Juan, PR
| | $3,300 |
| 17-02354 | 08/19/2019 | Claimant(s): Cynthia Blasini, Jose Blanco Garrido, Maria Blanco Alvarado, Jostoche Associates, S.E., Jose E. Blanco Blasini Trust
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Leslie Flores, Peter S. Fruin
Arbitrator(s): Cheryl E. Winton, Richard J. Kaplan, Karen J. Orlin
Hearing Site: San Juan, PR
| | $4,420,380 |
| 18-03108 | 08/15/2019 | Claimant(s): Edwin Mendez Mendez
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Paula A. Gonzalez-Montalvo
Arbitrator(s): Dineo Coleman Gary
Hearing Site: San Juan, PR
| | $40,817 |
| 17-01744 | 08/01/2019 | Claimant(s): Eduardo Jimenez Emanuelli
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Andrea U. Calve, Louis David Huss, Israel O. Alicea-Luciano
Hearing Site: San Juan, PR
| | Expungement |
| 19-00291 | 07/16/2019 | Claimant(s): Gloria Martinez Torres, Julio Cay Montanez
Claimant Lawyers(s): Alfonso Fernandez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): David J. Butler, Roberto C. Quinones-Rivera
Arbitrator(s): Wayne Parker, Gerald Silverman, Virginia Lee Perez
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206/12504 |
