Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00458 | 06/11/2018 | Claimant(s): Anita Eubank Claimant Lawyers(s): Steve Buchwalter Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Quinly Respondent Lawyers(s): Robert Gonser, Tara A. LaClair Arbitrator(s): Joyce L. Hurley, Olivia J. Valentine, Robert Weston Armstrong Hearing Site: Los Angeles, CA |  | Expungement |
| 13-00333 | 11/06/2014 | Claimant(s): John Chase, Susan Chase, Chase Charitable Remainder Trust Claimant Lawyers(s): Robert C. Rosen Respondent(s): Wells Fargo Advisors, Mark Vandeburgt Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Alan Stamm, Mary M. O'Neil, Robert Weston Armstrong Hearing Site: Los Angeles, CA | | $144,808 |
| 10-01450 | 08/01/2011 | Claimant(s): Judith Malone Claimant Lawyers(s): Russ E. Boltz Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Chester L. Firestein, Robert A. Lombardi, Robert Weston Armstrong Hearing Site: Los Angeles, CA | | $49,976 |