11-01327 | 09/24/2012 | Claimant(s): Lisa Mazzone, Alexandra Mazzone UGMA, Nicholas A. Mazzone UGMA Claimant Lawyers(s): Alan L Frank Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew Park Arbitrator(s): Louis H. Miron, John R. Buehler, Felicia T. Farber Hearing Site: Newark, NJ
| | Expungement |
10-01463 | 05/10/2012 | Claimant(s): Barbara Wren, Robert Wren, Wren and Wren Trust UAD 2/30/06 Claimant Lawyers(s): Andrew Park Respondent(s): Community Bankers Securities Respondent Lawyers(s): Steven S. Biss Arbitrator(s): Donald B. Vaden, Beverly F. Druitt, John D. Robb Hearing Site: Richmond, VA
| | $307,778 |
10-00571 | 03/24/2011 | Claimant(s): Timothy M. Moses Claimant Lawyers(s): Robert L. Isaacs Respondent(s): Wells Fargo Advisors, Virginia Bowie Respondent Lawyers(s): Andrew Park Arbitrator(s): Donita M. King Hearing Site: Richmond, VA
| | Expungement |
09-04116 | 07/09/2010 | Claimant(s): Michael Hannon, The Michael Hannon Rev. Trust dtd 5/5/93 Claimant Lawyers(s): Andrew Park Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Stephanie P. Karn Arbitrator(s): Carol A. Schuyler, Carl F. Bowmer, Robert L. Hinson Hearing Site: Richmond, VA
| | $2,032,470 |