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FINRA Awards for George S. Willingham

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0344012/01/2016Claimant(s): George and Gloria Brooks
Claimant Lawyers(s): Steven D, Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): George S. Willingham, Harvey R. Linder, James C. Hoover
Hearing Site: Atlanta, GA
Checkmark IconExpungement
11-0420412/12/2012Claimant(s): BLT Enterprises.
Claimant Lawyers(s): Richard L. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Burroughs
Respondent Lawyers(s): Rodney J. Heggy
Arbitrator(s): Irving M. Shlesinger, George S. Willingham, Ronelle W. Genser
Hearing Site: Atlanta, GA
Checkmark Icon$60,300
08-0461610/20/2009Claimant(s): Ravindra Sheth
Claimant Lawyers(s): Ravindra Sheth
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Chandler R Bridges, George S. Willingham, John D. Mattingly
Hearing Site: Atlanta, GA
Checkmark Icon$0

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