| 23-00282 | 05/28/2024 | Claimant(s): Donald Saunders, IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Concourse Financial Group Securities, In
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Leah Murray Albert, Kim L. Kirn, David E. Crawford
Hearing Site: St. Louis, MO
|  | $1,214,750 |
| 22-00748 | 07/21/2023 | Claimant(s): Myles Terry
Claimant Lawyers(s): Myles Edward Terry
Respondent(s): Carla Backus, Ameriprise Financial Services.
Respondent Lawyers(s): Corye Backus, Edward A. Walton
Arbitrator(s): Leah Murray Albert, Teresa A. Dunn, Brian James Tagtmeier
Hearing Site: Little Rock, AR
| | $0 |
| 20-03374 | 03/21/2022 | Claimant(s): Alicia Friedrichs, Andrew Knopfel, Barbara Stephens, Brian Bazata, Carolyn Lura, Carson Stephens, Connor Emshousen, Curtis Stanfill, Daniel Orms, David Friedrichs, Dawn Emshousen, Douglas Brown, Douglas Egbert, Douglas Havelka, Eddie Case, Eileen Hubert, Elliott Higginbotham, Gerry Stephens, Heidi Bazata, Hunter Stephens, Jana Reilly, Jeff Finley, Jerry Stephens, John Carter, John Hubert, Kay Thornton, Kerri Bridges, Kurtis Emshousen, Larry Guthrie, Lee Friedman, Leslie Stephens, Malinda Roberson, Mary Corsair, Michael Dorman, Nelson Rabdall, Robert Bridges, Roger Dowdy, Ronald Carter, Stephanie Orms, Steven Friedman, Terry Ferguson, Thomas Marks, Timothy Dorman, Varda Case, Virginia Schumacher, William Reilly, William Ridings, Jerry William Stephens Trust, Ronald N. Carter Revocable Trust, Steven A Friedman Revocable Trust
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Principal Securities.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Leah Murray Albert, James M. Stern, David E. Crawford
Hearing Site: St. Louis, MO
| | $0 |
| 17-03513 | 02/23/2021 | Claimant(s): David Ball, Misako Ball, Sally Ball
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): John Shaw
Arbitrator(s): Leah Murray Albert, Joan M. Esserman, David E. Crawford
Hearing Site: St. Louis, MO
| | $418,994 |
| 18-03634 | 06/28/2019 | Claimant(s): Bruce Divers, Robin Divers
Claimant Lawyers(s): Bruce M. Divers
Respondent(s): Interactive Brokers
Respondent Lawyers(s): Mark G. Materna
Arbitrator(s): Leah Murray Albert
Hearing Site: St. Louis, MO
| | $0 |
