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FINRA Awards for RP Capital LLC

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0049512/10/2014Claimant(s): Donna Tait, Donna R. Tait IRA, Donna R. Tait Spousal IRA, Tait Marital Deduction Trust
Claimant Lawyers(s): Christopher Mader
Respondent(s): Craig Johnsen, Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group
Respondent Lawyers(s): William E. Fitzharris
Arbitrator(s): Laurie E. Law, Al Van Kampen, Ann Sattler
Hearing Site: Seattle, WA
Checkmark IconExpungement
12-0313904/17/2014Claimant(s): Dorothy Sivo, Lighthouse Point
Claimant Lawyers(s): Christopher P. Mader
Respondent(s): Craig Johnsen, Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group
Respondent Lawyers(s): William E. Fitzharris
Arbitrator(s): David W. Evans, Todd A. Bloom, Charles Scott McClellan
Hearing Site: Seattle, WA
Checkmark IconExpungement
12-0055606/03/2013Claimant(s): Donald Sehmel, Mary Sehmel, The Sehmel Homestead Limited Partnership, 1995 Sehmel Homestead Charitable Trust
Claimant Lawyers(s): Christopher Mader
Respondent(s): Craig Johnsen, Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group
Respondent Lawyers(s): William E. Fitzharris
Arbitrator(s): Joseph C. Roberts, Elwood C. Avery, Thomas R. Dreiling
Hearing Site: Seattle, WA
Checkmark Icon$0
10-0037708/04/2011Claimant(s): Anne Erickson, Robert Erickson
Claimant Lawyers(s): Mark K. Davis
Respondent(s): Craig Johnsen, TD Ameritrade., Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group LLC
Respondent Lawyers(s): James J. Vihstadt, William E. Fitzharris
Arbitrator(s): John A. Bender, Thomas D. Cochran, Richard L. Warner
Hearing Site: Seattle, WA
Checkmark Icon$65,013

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