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FINRA Awards for Thomas F. Barnett

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0061809/23/2013Claimant(s): Marian Grainger, Marian M. Grainger, as Trustee of the Ph
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Legg Mason Wood Walker, Morgan Keegan & Company.
Respondent Lawyers(s): Dana N. Pescosolido, Thomas F. Barnett
Arbitrator(s): Ronald Chun
Hearing Site: Birmingham, AL
Checkmark Icon$0
13-0019707/26/2013Claimant(s): Mittie Freeman
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Donald G. Kennedy
Hearing Site: Atlanta, GA
Checkmark Icon$50,600
12-0201503/20/2013Claimant(s): Keith Bryant
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Atlanta, GA
Checkmark Icon$0
12-0153301/11/2013Claimant(s): Andrew Clark, Melinda Clark
Claimant Lawyers(s): Andrew L. Clark
Respondent(s): Carl Davis, Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
Checkmark Icon$0
12-0009708/03/2012Claimant(s): Tom Moss
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Peter M Brabbee
Hearing Site: Memphis, TN
Checkmark Icon$425

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