07-02938 | 10/07/2008 | Claimant(s): Antoinette Peltz, Jeffrey Peltz Claimant Lawyers(s): Geoffrey C. Brown Respondent(s): Mark Moyer, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Richard W. Gambs, Harlita R. Tomlinson, William Culver Hearing Site: Columbus, OH
| | $51,400 |
07-01983 | 01/25/2008 | Claimant(s): Michael D. Meyers & Mary C. Meyers Claimant Lawyers(s): Michael D. Meyers Respondent(s): Ameriprise Advisor Services., Jay Wireman Respondent Lawyers(s): Donald P. Wray Arbitrator(s): W. Sean Kelleher Hearing Site: Columbus, OH
| | $16,929 |
06-00429 | 12/20/2007 | Claimant(s): Marvice Dodds, Mary Dodds, Dodds Body Works., Marvice & Mary Dodds TTEE Dodds Claimant Lawyers(s): Francis A. Kovacs Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Joseph L. Larrinaga Arbitrator(s): Susan K. Hollenbach, Mary D. Stevenson, Richard R. Edmister Hearing Site: Columbus, OH
| | $0 |
07-00068 | 12/03/2007 | Claimant(s): Mehrdad Pourfarhadi Claimant Lawyers(s): Marcell Rose Anthony Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Kevin R. McDermott, W. Sean Kelleher, Daniel R. LaMacchia Hearing Site: Columbus, OH
| | $0 |