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FINRA Awards for Lawrence Rule

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0521212/08/2011Claimant(s): William Brooks
Claimant Lawyers(s): Cary Ichter
Respondent(s): Wells Fargo Advisors, Lawrence Rule
Respondent Lawyers(s): Glenn A. Delk, Keith J. Barnett
Arbitrator(s): Harry G. Mason, Bruce W. Bennett, James Roland Brumbelow
Hearing Site: Atlanta, GA
Checkmark Icon$214,100
07-0311811/17/2008Claimant(s): TRB Family Partners, LTD, Tom Boltz MP
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Lawrence Rule, Morgan Keegan & Company.
Respondent Lawyers(s): Alan J. Foxman, Thomas A. Roberts
Arbitrator(s): Laila Asmar Folk, David L. Giertz, Emanuel Goren
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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