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FINRA Awards for John Briggs

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0054707/11/2022Claimant(s): Gary Miller, Martha Miller
Claimant Lawyers(s): William B. Young
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Stuart K. Furman, Mauricio Arcadier, John Briggs
Hearing Site: Orlando, FL
Checkmark IconExpungement
19-0202505/10/2021Claimant(s): Clyde Holland, Michele Holland
Claimant Lawyers(s): Randall Place
Respondent(s): Morgan Stanley, Thomas Eisenhuth
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Ron Pekoe, Gayle B. Carlson, John Briggs
Hearing Site: Orlando, FL
Checkmark IconExpungement

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