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FINRA Awards for Thomas F. Mahoney

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Displaying 10 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0178103/20/2020Claimant(s): Elio Chiappetta IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
Checkmark Icon$75,225
16-0149905/01/2019Claimant(s): Bruce Benna
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Michael Lavolpe
Respondent Lawyers(s): Michael Scott Lavolpe
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Des Moines, IA
Checkmark Icon$63,496
17-0129308/27/2018Claimant(s): LeAnn Blackwell
Claimant Lawyers(s): Raymond Daniel Faust
Respondent(s): John Whitaker, Stifel, Nicolaus & Co.., City Securities Corporation
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Thomas F. Mahoney, Philip J. Glick, Tim V. Young
Hearing Site: Indianapolis, IN
Checkmark Icon$0
17-0063007/03/2018Claimant(s): Chris Schlatter
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Barry Kiront, Blake Kiernan, Stephen Kiront, Woodstock Financial Group.
Respondent Lawyers(s): Blake H. Kiernan, John E. Lawlor, Martin P. Unger
Arbitrator(s): Thomas F. Mahoney, David J. Hase, Mark A. Frankel
Hearing Site: Des Moines, IA
Checkmark Icon$105,000
15-0077003/06/2017Claimant(s): Michael Freese
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Waveland Capital Partners LLC
Respondent Lawyers(s): Brett G. Evans
Arbitrator(s): Thomas F. Mahoney, Arthur Richard Tow, Mark A. Frankel
Hearing Site: Des Moines, IA
Checkmark Icon$70,000
15-0069203/17/2016Claimant(s): Yaser Moustafa
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Romano Brothers And Company
Respondent Lawyers(s): William B. Berndt
Arbitrator(s): Thomas F. Mahoney, G. Gale Roberson, Daniel R. Formeller
Hearing Site: Chicago, IL
Checkmark Icon$155,000
14-0161103/20/2015Claimant(s): Marvin Pearlman
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Peter Bruno, Wall Street Money Center Corp.
Respondent Lawyers(s): Peter Bruno
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
Checkmark Icon$27,666
13-0183811/12/2014Claimant(s): Robert Kenneke
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Fifth Third Securities., Mark Rottler
Respondent Lawyers(s): Christen M. Steimle
Arbitrator(s): Michael S. Matek, Thomas F. Mahoney, Michael David Bohne
Hearing Site: Chicago, IL
Checkmark Icon$100,000
13-0010304/25/2014Claimant(s): Roslyn Grodzin
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Sagepoint Financial., Ronald Smith
Respondent Lawyers(s): Courtney R. Reid, Ronald Smith
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
Checkmark Icon$42,808
12-0360712/17/2013Claimant(s): Martell Joint Revocable Living Trust
Claimant Lawyers(s): Sean M Sweeney
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Matthew J. Flynn
Arbitrator(s): Thomas F. Mahoney, William B. Ross, Kevin J. Demet
Hearing Site: Milwaukee, WI
Checkmark Icon$311,000

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