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FINRA Awards for Andrea Bailey

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0212909/02/2016Claimant(s): Carol Skop, John Skop
Claimant Lawyers(s): Howard B. Cohen
Respondent(s): Russell Grosjean, Timothy Dembski
Respondent Lawyers(s): Eric Soehnlein, Russell James Grosjean
Arbitrator(s): F. Harris Nichols, Kathleen Hoey Gorr, Andrea Bailey
Hearing Site: Buffalo, NY
Checkmark IconExpungement
14-0044203/21/2016Claimant(s): Lymarie Diaz, Nelson Irizarry
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones-Rivera
Arbitrator(s): Edward R. Niederriter, Andrea Bailey, Allan R. Lazor
Hearing Site: San Juan, PR
Checkmark Icon$1,200,300
11-0369304/09/2013Claimant(s): Christine Erickson, William Erickson
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Ameriprise Financial Services., Lance Becatti
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Edith N. Dinneen, Deborah J. Powell, Andrea Bailey
Hearing Site: Tampa, FL
Checkmark Icon$0
09-0584202/17/2011Claimant(s): Bob Starnes, The Starnes Family Trust dated 6/25/96
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): William H. Fleece, Nicholas G. Dukas, Andrea Bailey
Hearing Site: Tampa, FL
Checkmark Icon$131,000

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