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FINRA Awards for Jack J. Herman

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0389903/10/2014Claimant(s): Harold Edmonson
Claimant Lawyers(s): Erwin Cohn
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Jack J. Herman, Susan L. Walker, James A. Murphy
Hearing Site: Chicago, IL
Checkmark Icon$14,629
09-0246504/20/2011Claimant(s): Iris Seeley, Paul Seeley
Claimant Lawyers(s): Paul D. Malmfeldt
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Jerome Stern, Jack J. Herman, G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark Icon$0

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