| 14-01084 | 06/25/2015 | Claimant(s): Louise Blocker
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Raymond Nardo, Alfreida B. Kenny, John Michael Richardson
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 12-03668 | 03/20/2014 | Claimant(s): Beth Landau
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): William G. Binckes, Raymond Nardo, Annette B. Meyers
Hearing Site: New York, NY
| | Expungement |
| 11-04106 | 10/19/2012 | Claimant(s): Hershel Finkelstein
Claimant Lawyers(s): Hershel Finkelstein
Respondent(s): Abram Silver, Jacob Eilenberg, Moses Silver
Respondent Lawyers(s): Abram Joseph Silver, Jacob Eilenberg, Moses M. Silver
Arbitrator(s): Raymond Nardo
Hearing Site: New York, NY
| | $213 |
| 09-02178 | 07/14/2011 | Claimant(s): Patrick Zilkha
Claimant Lawyers(s): Paul A. Lanni
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Labanca, Ted Candella
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Richard S. Peskin, Raymond Nardo, George E. Berkeley
Hearing Site: New York, NY
| | Expungement |
