| 12-04121 | 03/11/2014 | Claimant(s): Daniel Joseph
Claimant Lawyers(s): Richard Kyle Gavin
Respondent(s): Joseph Kirby, Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Cindy L. Anderson, Michael D. Walsh, Angelo J. Infantino
Hearing Site: Jacksonville, FL
|  | $44,681 |
| 13-00709 | 09/17/2013 | Claimant(s): Charlotte Adams
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Arthur L. Tepper
Hearing Site: Birmingham, AL
| | $50,600 |
| 13-00198 | 07/19/2013 | Claimant(s): Frances Whitehead
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Donald M. Macdonald
Hearing Site: Atlanta, GA
| | $300 |
| 12-00243 | 09/05/2012 | Claimant(s): Jonathan McKinzie, LaSandra McKinzie, Tashara McKinzie
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): R. Van Young
Hearing Site: Birmingham, AL
| | $0 |
| 12-01130 | 09/05/2012 | Claimant(s): Suzanne Smith, Stanford A. Smith, Jr.
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Frederick H. Bruce
Hearing Site: New Orleans, LA
| | $213 |
| 11-03235 | 03/27/2012 | Claimant(s): Ellen Sides, Kim Sides, Ellen Sides UTMA Austin Sides 30939003, Ellen Sides UTMA Kimberly Sides 30938997, Ellen Sides UTMA Lauren Sides 30938963
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Richard L. Merkel
Hearing Site: Atlanta, GA
| | $25,425 |
| 11-02028 | 12/21/2011 | Claimant(s): John Pocreva
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Barbara M. Zak
Hearing Site: New Orleans, LA
| | $21,925 |
| 11-01782 | 12/02/2011 | Claimant(s): Richard Oldham
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Paul F. Faberman
Hearing Site: Birmingham, AL
| | $11,844 |
| 11-01740 | 12/01/2011 | Claimant(s): Becky Phillips
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Barbara M. Zak
Hearing Site: Birmingham, AL
| | $17,117 |
| 10-04030 | 11/21/2011 | Claimant(s): Jeanne Smiley
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Mary Margaret Bush
Hearing Site: Atlanta, GA
| | $10,366 |
