Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05677 | 11/28/2011 | Claimant(s): Cynthia Stirling, Cynthia L. Stirling IRA Rollover, Cynthia L. Stirling SEP IRA, Cynthia L. Stirling Living Trust, Cynthi Claimant Lawyers(s): James R. Walsh Respondent(s): Wells Fargo Advisors, James Dowley Respondent Lawyers(s): Philip A. McLeod Arbitrator(s): Helen Marinak Blohm, Mary Curran, Ferdinand Schoch Hearing Site: San Francisco, CA |  | $0 |
| 10-02474 | 03/01/2011 | Claimant(s): Raifman Family Rev Intel Trust Claimant Lawyers(s): Brian G. Isaacson Respondent(s): Wachovia Securities, George Gordon Respondent Lawyers(s): David A. Picon, Ronald E. Wood Arbitrator(s): Mary Curran, Frank R Weaver, Nancy Hutt Hearing Site: San Francisco, CA | | $0 |
| 07-03609 | 02/13/2009 | Claimant(s): Thomas Bowen Claimant Lawyers(s): Kenneth J. McKenna Respondent(s): Edward Jones Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): Mary Curran, Harry B. Endsley, Thomas D. Reese Hearing Site: Reno, NV | | $0 |