| 16-02621 | 01/11/2018 | Claimant(s): John Wright
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Ryan Bowers, Enviso Capital
Respondent Lawyers(s): Vincent Slavens
Arbitrator(s): Mark R. Lee, Mary Elizabeth Geerdes, John Scott Carter
Hearing Site: San Diego, CA
|  | $0 |
| 17-00356 | 10/10/2017 | Claimant(s): Jacqueline Peters
Claimant Lawyers(s): Jacqueline Peters
Respondent(s): Morgan Stanley, Helen Timpe
Respondent Lawyers(s): John S. Worden
Arbitrator(s): John Scott Carter
Hearing Site: San Diego, CA
| | $0 |
| 12-04201 | 07/29/2015 | Claimant(s): Doris Rose, Code 3 Industries., Historical Properties., Kay Administration Service., The Rose Family Trust, The Rose Family Trust # 3, The Rose Family Trust #2
Claimant Lawyers(s): Daniel Carlson, G. Mark Brewer
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Helen W. Kinnaird, Evan A. Gould, John Scott Carter
Hearing Site: San Diego, CA
| | Expungement |
| 09-00755 | 04/09/2010 | Claimant(s): Gene Gasselle
Claimant Lawyers(s): Richard A. Nervig
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Schulze
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Judith A. Gust, Cynthia B. Stone, John Scott Carter
Hearing Site: San Diego, CA
| | $0 |
| 07-03391 | 11/17/2009 | Claimant(s): Dawn Maywood, Sami Maywood
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): Michael Berteletti, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Michael Bertel, Paul J. Schumacher
Arbitrator(s): Jerome M. Libenson, Houston Allen Goddard, John Scott Carter
Hearing Site: San Diego, CA
| | Stipulated Award and Expungement |
