Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02136 | 11/20/2017 | Claimant(s): Trust No. 911 A/KA Banco Invex S.A Claimant Lawyers(s): Brian Levin Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Mary Ann Tunick, Donald K. Eckhardt, Robert Alan Meyer Hearing Site: Houston, TX |  | Expungement |
| 14-02680 | 11/07/2014 | Claimant(s): Bruce Hanshaw Claimant Lawyers(s): Michael Lauterborn Respondent(s): John Thomas Financial Respondent Lawyers(s): Dan A. Druz Arbitrator(s): Mary Ann Tunick, Christine L. Stetson, Stephen James Cavanaugh Hearing Site: | | $75,000 |
| 08-04559 | 12/23/2009 | Claimant(s): James R. Smith and Carol A. Smith Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wachovia Securities Respondent Lawyers(s): Susan A. Logsdon Arbitrator(s): Mary Ann Tunick, Charles E. Munson, Michael S. Yauch Hearing Site: Houston, TX | | $123,324 |