| 12-03310 | 10/22/2015 | Claimant(s): John Bensman
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Michael Oromaner, Brookville Capital Partners LLC, New Castle Financial Group.
Respondent Lawyers(s): Corporate Office, Gabriel Iezzoni, Custodian, Thomas J. McCabe
Arbitrator(s): James Patrick Graven
Hearing Site: Columbus, OH
|  | $29,277 |
| 13-02247 | 01/15/2015 | Claimant(s): Donna Novak, Henry Novak
Claimant Lawyers(s): Adam M. Green
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): James Patrick Graven
Hearing Site: Cleveland, OH
| | Expungement |
| 10-01505 | 11/15/2012 | Claimant(s): Alberto Ferrero, Oingwen Li
Claimant Lawyers(s): Ronald H. Thrash
Respondent(s): Cco Investment Services Corp.
Respondent Lawyers(s): Jarrod D. Shaw
Arbitrator(s): James Patrick Graven
Hearing Site: Detroit, MI
| | $71,725 |
| 10-00245 | 11/09/2010 | Claimant(s): James Quigg
Claimant Lawyers(s): James Quigg
Respondent(s): Fifth Third Securities., M. Games, Ryan Anderson
Respondent Lawyers(s): Elisabeth M. Von Eitzen, Ryan Anderson
Arbitrator(s): James Patrick Graven
Hearing Site: Detroit, MI
| | $142 |
