FINRA Awards for Michael Dean

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-01140	10/24/2017	Claimant(s): Leticia Castro, GrupoMex Holdings Claimant Lawyers(s): Chaz R. Brown, John Rogers Respondent(s): James Fellus, Pershing LLC, John Burke, Lawrence Sanicola, Braver Stern Securities LLC Respondent Lawyers(s): Andrew R. Harvin, James Benjamin Fellus, Lawrence Sanicola, Thomas G. Amon Arbitrator(s): Michael Dean, Kendall C. Reed, Michael John Florio Hearing Site: Las Vegas, NV		$0
12-01974	05/07/2013	Claimant(s): Ronald Damiani Claimant Lawyers(s): Ronald Gene Damiani Respondent(s): Scottrade Inc. Respondent Lawyers(s): Neils P. Murphy Arbitrator(s): Michael Dean, David L. Moran, Robert Dean McKinley Hearing Site: Las Vegas, NV		Dismissed by Rule 12206
11-02944	08/24/2012	Claimant(s): Brenda Reber, John Reber Claimant Lawyers(s): Richard Sacks Respondent(s): David Bax, Loretta Cook, Richard Simpson, Walter Miller, Capital Growth Resources Respondent Lawyers(s): David P. Bax, Lynne Rach Arbitrator(s): Michael Dean, Thomas R. Watkins, Edwin John Apenbrink Hearing Site: Las Vegas, NV		$0
10-00722	08/02/2011	Claimant(s): Antonio Calderon Claimant Lawyers(s): Steven D. Toskes Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Michael Dean, Joyce L. Hurley, Nancy Jo Schwantes Hearing Site: Las Vegas, NV		Expungement