FINRA Awards for C. Sumpter Logan

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-02298	09/07/2012	Claimant(s): David Elias 2002 Trust, Helene R. Elias 2002 Trust Claimant Lawyers(s): Kevin J. Deloatch Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Patrick Mahoney Arbitrator(s): C. Sumpter Logan, Neil Harvey Smith, Brock Bingham Gordon Hearing Site: Birmingham, AL		Expungement
10-00693	06/02/2011	Claimant(s): Clayton Krause, Ila Krause Claimant Lawyers(s): Clayton K. Krause Respondent(s): FMSBonds. Respondent Lawyers(s): Dennis A. Richard Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX		$0
09-04373	05/07/2010	Claimant(s): James R. Burns, IRA Claimant Lawyers(s): James A Dunlap Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): John-David H. Thomas Arbitrator(s): C. Sumpter Logan Hearing Site: Birmingham, AL		$0
08-03250	07/08/2009	Claimant(s): John F. Archer and Karin A. Archer JT Claimant Lawyers(s): Richard H. Elliot Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Philip A. McLeod Arbitrator(s): Michael E. Rohde, Donald Vincent Enright, C. Sumpter Logan Hearing Site: Dallas, TX		$0
06-05369	02/05/2008	Claimant(s): Penson Financial Services. Claimant Lawyers(s): Will S. Montgomery Respondent(s): MISR Securities International Respondent Lawyers(s): Debra G. Speyer Arbitrator(s): Charles A. Joplin, C. Sumpter Logan, Larry N. Quinn Hearing Site: Dallas, TX		$0