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FINRA Awards for Howard L. Sobel

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Displaying 21-24 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0395907/09/2009Claimant(s): Harold Delurey
Claimant Lawyers(s): Harold M. Delurey
Respondent(s): David Costa, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katherine M. McGrail
Arbitrator(s): Howard L. Sobel
Hearing Site: Albany, NY
Checkmark Icon$0
07-0318104/16/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Alan Levande
Respondent Lawyers(s): Alan Levande
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
Checkmark Icon$0
07-0229701/30/2008Claimant(s): Hong Ng
Claimant Lawyers(s): John Chou
Respondent(s): Firstrade Securities Inc.
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
Checkmark Icon$0
06-0029909/12/2007Claimant(s): Tango Fashions Trading, Ltd.
Claimant Lawyers(s): David H. Fromm
Respondent(s): Jon Lee
Respondent Lawyers(s): Jon Lee
Arbitrator(s): Joseph R. Brancaleone, Howard L. Sobel, Doris B. Nathan
Hearing Site: New York, NY
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