Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00939 | 09/25/2013 | Claimant(s): Polly Knoll, SEP IRA Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Daniel Retzke, Edward D. Jones & Co., L.P. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Sheldon I. Saitlin Hearing Site: Milwaukee, WI |  | $19,600 |
| 11-01828 | 11/30/2011 | Claimant(s): Alejandro Velez Claimant Lawyers(s): Alejandro Velez Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Felde Arbitrator(s): Sheldon I. Saitlin Hearing Site: Ft. Lauderdale, FL | | $163 |
| 08-02511 | 01/18/2011 | Claimant(s): Joseph Torsiello Claimant Lawyers(s): Marc S. Dobin Respondent(s): AXA Advisors Respondent Lawyers(s): Elliot R. Good Arbitrator(s): Sheldon I. Saitlin, Ned B. Young, Charles R. Smith Hearing Site: Boca Raton, FL | | $0 |
| 09-04871 | 04/14/2010 | Claimant(s): Deming Fu, Rongli Gui Claimant Lawyers(s): Rongli Gui Respondent(s): Wells Fargo Advisors, James Hietpas Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Sheldon I. Saitlin Hearing Site: Milwaukee, WI | | $0 |
| 06-02899 | 08/09/2007 | Claimant(s): Vincent Tribo Claimant Lawyers(s): Helen B Bloch Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Donald P. Wray Arbitrator(s): Stuart M. Widman, Sheldon I. Saitlin, Thomas E. Haviland Hearing Site: Chicago, IL | | $0 |