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FINRA Awards for Nikolas Komyati

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0097403/29/2012Claimant(s): Chris Funnell
Claimant Lawyers(s): David Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nikolas Komyati
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
Checkmark IconExpungement
09-0542610/11/2011Claimant(s): William McIroy
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nikolas Komyati
Arbitrator(s): Linda T. Pellegrino, Charles L. Prothero, Gerald Joseph Coughlin
Hearing Site: Newark, NJ
Checkmark IconExpungement
09-0556802/22/2011Claimant(s): Nicole Secrest, William F. Runge IRA, Trust Created fbo Nicole A. Secrest, William F. Runge Revocable Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Nikolas Komyati
Arbitrator(s): William H. Malloy, Merle D. Rockwell, Douglas Earl McLaren
Hearing Site: Washington, DC
Checkmark Icon$124,156

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