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FINRA Awards for Clarence H. Hampton

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0191306/21/2021Claimant(s): Jeremy McDonald
Claimant Lawyers(s): Kyle M Kulzer
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda H. Wright
Arbitrator(s): Mark A. Myers, Clarence H. Hampton, Stephanie Hunter
Hearing Site: Birmingham, AL
Checkmark Icon$0
15-0034112/15/2017Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Nathaniel L. Prosser
Respondent(s): Michael Camferdam
Respondent Lawyers(s): Kimberly Chavers
Arbitrator(s): Karla Y. Vogel, Clarence H. Hampton, Eva Lee Johnson
Hearing Site: Birmingham, AL
Checkmark Icon$0
13-0247403/17/2016Claimant(s): Daniel Harkins
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Karla Y. Vogel, Debra Black Leo, Clarence H. Hampton
Hearing Site: Birmingham, AL
Checkmark IconExpungement
14-0127112/10/2015Claimant(s): Lee Riggins, M.D., Lee Shefton Riggins, MD, Trustee, et al
Claimant Lawyers(s): Samuel M. Hill
Respondent(s): Joshua Rudder, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Steven P. Gregory, Clarence H. Hampton, Rachel Kay Russell
Hearing Site: Birmingham, AL
Checkmark Icon$0
06-0522312/11/2007Claimant(s): Ronald Warren, Shelby Warren
Claimant Lawyers(s): Thomas E. Baddley
Respondent(s): Allen Wall, Julius Kenney, Michael Cramer, A.G. Edwards & Sons., Lifesource Solutions, The Estate of Julius Franklin Kenny III
Respondent Lawyers(s): Jeffrey W. Coverdell, Neil Warner Yahn
Arbitrator(s): Gloria J Liddell, Bryan M. Reed, Clarence H. Hampton
Hearing Site: Birmingham, AL
Checkmark Icon$0

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