19-02719 | 01/22/2020 | Claimant(s): Ryan Carlson Claimant Lawyers(s): Craig A. Riha Respondent(s): Richard Brown Respondent Lawyers(s): Richard Lyndon Brown Arbitrator(s): G. E. Craig Doupe Hearing Site: Seattle, WA
| | $70,570 |
15-02488 | 12/07/2016 | Claimant(s): Karl Roberts Claimant Lawyers(s): Bradley D Schnur Respondent(s): Casey Rodriguez, Richard Brown, Brookstone Securities. Respondent Lawyers(s): Casey Thomas Rodriguez, David W. Locy, Richard Lydon Brown Arbitrator(s): Roger B. Jacobs Hearing Site: New York, NY
| | $72,358 |
09-02029 | 02/03/2011 | Claimant(s): Richard Brown, Sarah & David Brown Trust by Karen Midy Claimant Lawyers(s): Donald Liberman Respondent(s): Bruce Pomerantz, Charles Merwin, Wachovia Securities Respondent Lawyers(s): Brian J. Ellis, Robert A.W. Boraks Arbitrator(s): Craig Scott Bartlett, Louis H. Miron, John E. Shine Hearing Site: Newark, NJ
| | $0 |
09-03020 | 05/10/2010 | Claimant(s): Adam Lundquist, Barbara Czencz, Candice Pulliam, Carol Pulliam, Carol Wilson, David Kinard, David Minor, Dolores Ulrich, Donna Kinard, Gordon Lofshult, James Pardee, Jerry Pulliam, Joel Weissman, Julie Reese, Larry Spahr, Lindsey Morisse, Nancy Spahr, Patricia Richhart, Phyllis Lofshult, Richard Brown, et al Claimant Lawyers(s): James S. Helfrich, Kevin Aoun Respondent(s): Derek Kent Respondent Lawyers(s): Derek R. Kent Arbitrator(s): Bradford J. Lam Hearing Site: Denver, CO
| | $933,000 |