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FINRA Awards for TD Ameritrade.

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Displaying 361-370 out of 386 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0339406/04/2009Claimant(s): Henry Archer
Claimant Lawyers(s): Henry W. Archer
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Sam Antar, Richard D. Levin, James M. Rhodes
Hearing Site: New York, NY
Checkmark Icon$0
09-0012205/26/2009Claimant(s): Ganesh Khandpekar
Claimant Lawyers(s): Ganesh Khandpekar
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Lynne T. Albert
Hearing Site: Raleigh, NC
Checkmark Icon$0
08-0408105/08/2009Claimant(s): Robert Mendoza
Claimant Lawyers(s): Robert Mendoza
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Richard M. Norman
Hearing Site: Los Angeles, CA
Checkmark Icon$2,377
08-0491005/06/2009Claimant(s): Deborah Walsh
Claimant Lawyers(s): Deborah C Walsh
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Denise L. Presley
Hearing Site: Charlotte, NC
Checkmark Icon$0
08-0363305/05/2009Claimant(s): Dio Javier
Claimant Lawyers(s): Dio B Javier
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): A. Joel Klein
Hearing Site: Los Angeles, CA
Checkmark Icon$3,615
08-0308204/02/2009Claimant(s): Steven Chilinski
Claimant Lawyers(s): Steven Chilinski
Respondent(s): TD Ameritrade., Patrick Rowley
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James B. Vessey
Hearing Site: Milwaukee, WI
Checkmark Icon$1,832
08-0299903/27/2009Claimant(s): Viktor Kilchyk
Claimant Lawyers(s): Viktor Kilchyk
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): F. Wesley Bowers
Hearing Site: Indianapolis, IN
Checkmark Icon$325
08-0308402/03/2009Claimant(s): Cynthia Laughlin, Louis Hoggatt
Claimant Lawyers(s): Louis N. Hoggatt
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Walton L. Huff
Hearing Site: Houston, TX
Checkmark Icon$0
08-0126012/12/2008Claimant(s): Sidney Chertock
Claimant Lawyers(s): Gene Chertock
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s):
Hearing Site: New York, NY
Checkmark Icon$21,750
08-0132112/04/2008Claimant(s): Fred Betman
Claimant Lawyers(s): Fred S. Betman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Cynthia H. Plishtin, Sandralin J. Kiss, Joseph H. Cerame
Hearing Site: Newark, NJ
Checkmark Icon$10,000

386 Results

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