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FINRA Awards for TD Ameritrade.

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Displaying 231-240 out of 386 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0108210/03/2014Claimant(s): Jean Boisnier
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
Checkmark Icon$213
14-0090210/02/2014Claimant(s): Frank Tobias
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
Checkmark Icon$300
14-0112810/01/2014Claimant(s): David Pihlgren
Claimant Lawyers(s): David Pihlgren
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): James B. Eichberg
Hearing Site: Denver, CO
Checkmark Icon$0
14-0074109/29/2014Claimant(s): Darien Buinicki
Claimant Lawyers(s): Darien P. Buinicki
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Emily Eiselman Hunter
Hearing Site: Baltimore, MD
Checkmark Icon$300
14-0090509/24/2014Claimant(s): Konrad Molski
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
Checkmark Icon$0
14-0104909/23/2014Claimant(s): Alfred Koeniger
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
Checkmark Icon$0
14-0043209/12/2014Claimant(s): James Joyner
Claimant Lawyers(s): James B. Joyner
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
Checkmark Icon$0
14-0088809/12/2014Claimant(s): Matthew Iles
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Robert D. Greenlee
Hearing Site: Denver, CO
Checkmark Icon$213
14-0099409/09/2014Claimant(s): Ronald Schanck
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$0
14-0035508/25/2014Claimant(s): Timothy Lee
Claimant Lawyers(s): Timothy Lee
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Megan A. Lamberti
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
Checkmark Icon$0

386 Results

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