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FINRA Awards for Santander Securities

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0233803/26/2021Claimant(s): Carlos Bolet Alvarez
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Santander Securities
Respondent Lawyers(s): Diego Murgia-Diaz
Arbitrator(s): Robert J. Gregory, Julius P. Terrell, Melissa Nycole Hearon
Hearing Site: San Juan, PR
Checkmark IconDismissed by Rule 12212(c)
14-0323406/17/2016Claimant(s): Ivette Gonzalez, Reinaldo Gonzalez
Claimant Lawyers(s): Edward H. Glenn, Marie Elsie Lopez Adames
Respondent(s): Santander Securities
Respondent Lawyers(s): Jason R. Aguilo Suro
Arbitrator(s): Lynne M. Gomez, Susan G. Pinkston, Brandon Scott Peters
Hearing Site: San Juan, PR
Checkmark IconExpungement
15-0014404/21/2016Claimant(s): Maria Llapiz Soleto
Claimant Lawyers(s): Maria E. Llapiz Soleto
Respondent(s): Santander Securities
Respondent Lawyers(s): Mauricio Muniz
Arbitrator(s): Chris J. Conanan, Marvin John Cashion, Brandon Scott Peters
Hearing Site: San Juan, PR
Checkmark Icon$0
14-0251701/29/2016Claimant(s): ENME Real Estate Corp.
Claimant Lawyers(s): Adolfo J. Anzola
Respondent(s): Santander Securities
Respondent Lawyers(s): Jorge E. Perez-Dias
Arbitrator(s): Susan Meek, Scott A. Schweber, Raymond E. Cornelius
Hearing Site: San Juan, PR
Checkmark IconExpungement
10-0536501/28/2013Claimant(s): Lueny Bobadilla, Waldemar Ramirez
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc., Santander Securities
Respondent Lawyers(s): Richard L. Martens, Roberto C. Quinones-Rivera
Arbitrator(s): Steven Gerard Goerke, Elena G. Rodriguez, Charles Hoffman
Hearing Site: San Juan, PR
Checkmark IconExpungement
10-0420406/20/2012Claimant(s): Bluegrass Corporation.
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Manuel Gonzalez, Santander Securities
Respondent Lawyers(s): Alfredo Fernandez Martinez
Arbitrator(s): Robert H. Hagan, Stuart K. Furman, Guillermo A. Gleizer
Hearing Site: San Juan, PR
Checkmark Icon$74,500

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