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FINRA Awards for Earlene R. Baggett-Hayes

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0181312/31/2021Claimant(s): Dale Hadel, Global Technology., Dale Hadel Family Trust
Claimant Lawyers(s): Mark Kowalsky
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Patrick R. Sughroue, Earlene R. Baggett-Hayes, Dale Frederick Feigley
Hearing Site: Detroit, MI
Checkmark Icon$0
12-0025503/06/2015Claimant(s): Newton Solomon, Newton Solomon IRA, Newton Solomon Trust
Claimant Lawyers(s): Lawrence J. Schloss
Respondent(s): Robert Gurvin, Ridgeway & Conger.
Respondent Lawyers(s): Kenneth F. Silver
Arbitrator(s): Barry Goldman, Earlene R. Baggett-Hayes, Robert Michael Dorman
Hearing Site: Detroit, MI
Checkmark Icon$378,000
09-0432109/24/2012Claimant(s): Christine Monahan, Mark Babb, Michael Monahan
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): H. Beck.
Respondent Lawyers(s): Lisa A. Nielsen
Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
Checkmark Icon$400,000

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