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FINRA Awards for Gunnar Thowsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0178211/16/2010Claimant(s): Joanne Tweed
Claimant Lawyers(s): Joanne Tweed
Respondent(s): UBS Financial Services Inc., Mark Swan
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Gunnar Thowsen, Guenter S. Cohn, Thomas L. Marshall
Hearing Site: San Diego, CA
Checkmark Icon$0
07-0312009/12/2008Claimant(s): Anita Wood
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Lance Pelky, ING Financial Partners.
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Gunnar Thowsen, Erwin Jay Shustak, Sally G. Williams
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12206

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