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FINRA Awards for Gunnar Thowsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0223303/26/2021Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Eric M Steinert
Respondent(s): Katie Blando
Respondent Lawyers(s): Katie R Blando
Arbitrator(s): Gunnar Thowsen, Kevin K. Forrester, Randall B Christison
Hearing Site: San Diego, CA
17-0154502/01/2018Claimant(s): George Melbrod, Scott Melbrod
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Gunnar Thowsen, Herbert Liberman, Robert F. Saint-Aubin
Hearing Site: San Diego, CA
10-0037508/03/2012Claimant(s): Chris Jones, Wealth Rescue Strategies.
Claimant Lawyers(s): Clifford B. Altfeld, Todd S. Neal
Respondent(s): David Wheless, Robert Thompson, Sally Thompson, First Texas Alliance Corporation, NuSource Financial Group
Respondent Lawyers(s): Leonard J. Meyer, Mitchell S. Ostwald
Arbitrator(s): Harvey C. Flodin, Gunnar Thowsen, Nancy J. Spieczny
Hearing Site: San Diego, CA

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