FINRA Awards for Frank E. Wolf

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03515	02/28/2022	Claimant(s): Aaron Olson Claimant Lawyers(s): Thomas Momjian Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Victor L. Hayslip Arbitrator(s): Frank E. Wolf, Richard E. Miley, Helen Elizabeth Hester Hearing Site: Charlotte, NC
17-02218	05/10/2018	Claimant(s): Walter Martin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Damian J. Betz Arbitrator(s): Frank E. Wolf Hearing Site: Charlotte, NC
16-02566	10/13/2017	Claimant(s): Scott Kudrick Claimant Lawyers(s): Richard Slavin Respondent(s): Realty Capital Securities Respondent Lawyers(s): Michael Shuckerow Arbitrator(s): Sharon L. Monroe, Robert E. Anderson, Frank E. Wolf Hearing Site: Manchester, NH
12-00053	10/18/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): John Michael Riordan Respondent(s): Brett Stickney Respondent Lawyers(s): John R. Kiefner Arbitrator(s): Louis H. Miron, Frank E. Wolf, Jacqueline Marie Pierre Hearing Site: Montpelier, VT
09-01246	12/18/2009	Claimant(s): Joseph Ventura Claimant Lawyers(s): Wayne A. Smith Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Loren Schechter Arbitrator(s): Frank E. Wolf, Kenneth Dymond, Alan V. Iselin Hearing Site: Albany, NY