FINRA Awards for June McLaughlin

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01175	06/02/2022	Claimant(s): Sean Caston Claimant Lawyers(s): Sean D Caston Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Sydney H. Crowder Arbitrator(s): June McLaughlin, Elizabeth Anne Moreno, Jack R. Goetz Hearing Site: Los Angeles, CA
14-01387	09/21/2015	Claimant(s): Tracy Chen Claimant Lawyers(s): Laura Sullivan Respondent(s): Morgan Stanley Respondent Lawyers(s): Trish M. Higgins Arbitrator(s): James D. Knotter, June McLaughlin, Steven H. Gentry Hearing Site: Los Angeles, CA
14-00482	12/22/2014	Claimant(s): Andrea Halperin Claimant Lawyers(s): Sylvia M. Scott Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Trish M. Higgins Arbitrator(s): Richard N. Friedman, June McLaughlin, Dorothy B. Strackbein Hearing Site: Los Angeles, CA
13-02727	05/19/2014	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael T. West Respondent(s): Brad Baggarly Respondent Lawyers(s): Thomas D. Mauriello Arbitrator(s): Kenneth R. Hyman, June McLaughlin, A. Joel Klein Hearing Site: Los Angeles, CA		Expungement