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FINRA Awards for Carl F. Bowmer

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0366603/05/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Todd E. Ratner
Respondent(s): Brian O'Neill
Respondent Lawyers(s): Brian O'Neill
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
19-0125201/28/2020Claimant(s): Haider Sharifi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
18-0102611/12/2018Claimant(s): Thomas Love
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA

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