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FINRA Awards for Burton M. Fendelman

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0174306/08/2011Claimant(s): Glenn Garmont
Claimant Lawyers(s): Eric J. Shames
Respondent(s): Gleacher & Company Securities., Gleacher & Company.
Respondent Lawyers(s): Richard G. Kass
Arbitrator(s): Burton M. Fendelman, David I. Goldblatt, Andrew J. Gerber
Hearing Site: New York, NY
08-0330203/05/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Richard Riccio
Respondent Lawyers(s): Richard J. Riccio
Arbitrator(s): Burton M. Fendelman, Linda S. Cole, W. Jeffrey Weinlandt
Hearing Site: New York, NY
08-0250908/28/2009Claimant(s): Terrance Solomone
Claimant Lawyers(s): Jonathan R. Sack
Respondent(s): IDX Capital, IDX Derivatives
Respondent Lawyers(s): Jeffrey A. Udell
Arbitrator(s): Larry A. Kimmel, Burton M. Fendelman, Michael J. Contrastano
Hearing Site: New York, NY
07-0272603/26/2009Claimant(s): Ridge Clearing & Outsourcing Solutions,
Claimant Lawyers(s): Howard Schiffman
Respondent(s): Arjent Ltd., Arjent Services LLC, Arjent Limited
Respondent Lawyers(s): Andrew Goodman
Arbitrator(s): Donald J. Rasweiler, Burton M. Fendelman, Carole R. Bernstein
Hearing Site: New York, NY
06-0286504/23/2008Claimant(s): Frank Palumbo
Claimant Lawyers(s): Scott A. Lucas
Respondent(s): Banc of America Investment Services Inc., Quick and Reilly., Bank of America N.A.a/k/a BOA Corporat, Fleet National Bank
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Burton M. Fendelman, Renee La Verne Ross CFP, Alan Steven Brodherson
Hearing Site: New York, NY

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