FINRA Awards for Clydia Jean Cuykendall

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00392	11/29/2019	Claimant(s): Joseph Hong Claimant Lawyers(s): Joseph Hong Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): John J. Fitzpatrick, Joan M. Schroeder, Clydia Jean Cuykendall Hearing Site: Seattle, WA
17-03493	05/01/2018	Claimant(s): Corey Ross Claimant Lawyers(s): Corey Douglas Ross Respondent(s): LPL Financial LLC Respondent Lawyers(s): Autumn Crowell Arbitrator(s): Clydia Jean Cuykendall Hearing Site: Seattle, WA
17-00398	03/27/2018	Claimant(s): Morgan Stanley Claimant Lawyers(s): Stephanie P. Berntsen Respondent(s): Kevin Clouse, RBC Capital Markets LLC Respondent Lawyers(s): James Sanders Arbitrator(s): Clydia Jean Cuykendall, Jonathan Avram Kroman, Chris Robert Youtz Hearing Site: Seattle, WA
14-01448	04/26/2016	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Patrick J. Folan Respondent(s): Scott Maloy Respondent Lawyers(s): Scott D. Maloy Arbitrator(s): Lawrence E. Little, Kay A. Johnson, CRCP, Clydia Jean Cuykendall Hearing Site: Seattle, WA